-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UejruYkHJLZEuuAzOjYJB71X7wHqsRnqAiQaBCm82LYt9zv7C5ncPCmSZpL3FLEr LJpghape0ue9RWh/ZC6JEA== 0001144204-05-021705.txt : 20050715 0001144204-05-021705.hdr.sgml : 20050715 20050715140712 ACCESSION NUMBER: 0001144204-05-021705 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050715 DATE AS OF CHANGE: 20050715 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HERRICK NORTON CENTRAL INDEX KEY: 0000904829 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 973-539-1390 MAIL ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDIABAY INC CENTRAL INDEX KEY: 0001040973 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 650429858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52737 FILM NUMBER: 05956788 BUSINESS ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 9735399528 MAIL ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 FORMER COMPANY: FORMER CONFORMED NAME: AUDIO BOOK CLUB INC DATE OF NAME CHANGE: 19970612 SC 13D/A 1 v021648_sc13d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 21)* MediaBay, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 58446J 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) Brad L. Shiffman, Esq. Blank Rome LLP 405 Lexington Avenue New York, New York 10174 212-885-5000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 13, 2005 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. |_| Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ --------------------- CUSIP No. 58446J 10 8 Page 2 of 4 Pages - ------------------------ --------------------- - -------------------------------------------------------------------------------- CUSIP No. 00764U109 13D Page 2 of 6 Pages - -------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Norton Herrick c/o The Herrick Company, Inc. 2 Ridgedale Avenue, P.O. Box 214 Cedar Knolls, New Jersey 07927-0214 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7. Sole Voting Power Number of 3,917,813 (represents shares issuable upon exercise Shares of warrants and options) Beneficially ----------------------------------------------------------------- Owned by Each 8. Shared Voting Power Reporting Person With -0- - ------------------------------------------------------------------------------- 9. Sole Dispositive Power 3,917,813 (represents shares issuable upon exercise of warrants and options) - ------------------------------------------------------------------------------- 10. Shared Dispositive Power -0- - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,917,813 (represents shares issuable upon exercise of warrants and options) - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.2% - ------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION -2- - ------------------------ --------------------- CUSIP No. 58446J 10 8 Page 3 of 4 Pages - ------------------------ --------------------- This Amendment No. 21 (this "Amendment") amends and supplements the Schedule 13D and previous amendments (the "Schedule 13D") filed by Norton Herrick (the "Reporting Person") relating to the common stock, no par value ("Common Stock"), of MediaBay, Inc., a Florida corporation (the "Company"). The Reporting Person is filing this Amendment to report that the Reporting Person has participated in transactions that resulted in changes in information previously reported for securities over which the Reporting Person is the beneficial owner. Except as set forth herein, there are no other changes to the Schedule 13D as previously amended. Item 5. Interest in Securities of the Issuer (a) As of the date of this Amendment, the Reporting Person beneficially owns an aggregate of 3,917,813(1) shares of Common Stock, which represents approximately 9.2% of the shares of Common Stock outstanding as of July 13, 2005. The shares of Common Stock beneficially owned by the Reporting Person include: (i) 2,930,203(2) shares held directly by the Reporting Person; and (ii) 987,610(3) shares held by Huntingdon Corporation ("Huntingdon"). (b) The number of shares of Common Stock as to which the Reporting Person has (i) sole power to vote or direct the vote is 3,917,813(1); (ii) shared power to vote or direct the vote is 0; (iii) sole power to dispose or direct the disposition is 3,917,813(1); and (iv) shared power to dispose or direct the disposition is 0. (c) Set forth below are transactions with respect to securities of the Company effected in the 60 days prior to this Amendment, as to which the Reporting Person is the beneficial owner. On July 13, 2005, the Reporting Person sold 6,150,214 shares of Common Stock in open market transactions. - ---------------- (1) Represents the Reporting Person's right to acquire 3,917,813 shares of Common Stock issuable upon the exercise of warrants and options. (2) Represents the Reporting Person's rights to acquire 2,930,203 shares of Common Stock issuable upon the exercise of warrants and options. (3) Represents the Reporting Person's right to acquire 987,610 shares of Common Stock issuable upon the exercise of warrants. -3- - ------------------------ --------------------- CUSIP No. 58446J 10 8 Page 4 of 4 Pages - ------------------------ --------------------- Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 21 is true, complete and correct. Date: July 13, 2005 /s/ Norton Herrick - ------------------------ Norton Herrick -4- -----END PRIVACY-ENHANCED MESSAGE-----